Regulatory & White-Collar Crime

The expertise and experience of our advocates in the areas of financial services regulation and white-collar crime is augmented by that of our colleagues in Oben Regulatory Limited.

We advise on contentious regulatory issues and investigations, which often span a number of jurisdictions.

We liaise extensively with regulatory bodies, assist clients in their interactions with them and are able to mitigate potential sanctions and scope and implement any necessary remedial steps.

• AML/CFT/CPF and sanctions
• Anti-bribery and corruption
• Directors’ duties and board advice
• Disclosure and seizure notices
• Financial services, portfolio management and mis-selling claims
• Fraud, and serious and complex crime
• Investigations and reports
• Regulatory action, including fines and banning and disqualification orders
• Unauthorised business and perimeter issues