Root Cause Analysis

Our team includes former JFSC supervision and enforcement staff with extensive experience in dealing with compliance breaches. We can provide advice and support at all stages of the process, including:

• Breach reporting – we can help you to investigate the problem and ensure that it is communicated to the JFSC in a clear and constructive way;
• Root Cause Analysis – we can help you conduct a thorough investigation and identify effective solutions.

We have developed survey-based Root Cause Analysis (“RCA”) tools which can be used to identify causal issues and thereby focus on the most important parts of the problem.

• Remediation activity – we can provide versatile and experienced support staff to ensure that your remediation work is properly delivered, freeing up your key staff for other priorities; and
• Post implementation testing – our team are able to perform a wide range of post-implementation testing in order to provide independent assurance that problems have been properly fixed.

If you would like to discuss this topic further, please do not hesitate to contact a member of the Oben Regulatory team.