Advice & Strategy
Our team is well placed to provide a wide range of services to assist you and your business whatever the situation. We have extensive experience dealing with businesses in distress or simply those who recognise that certain functions or operations within their business model are not aligned to strategy or risk appetite.
We provide assistance with the following areas, guiding clients and reviewing and refining key governance documents to ensure that your business is aligned in terms of strategy, risk and corporate governance.
- AML/CFT/CPF framework
- Business Risk Assessment
- Client monies and assets: review, control and segregation
- Complaints: handling and guidance
- Compliance function support (bespoke projects or interim practical support)
- Compliance Risk Assessment
- Compliance Monitoring Plan
- Conduct Risk management
- Governance framework: policy and structuring advice
- Key Person advice, guidance and support
- Licence applications and start-up advice
- PEP and Sovereign Wealth Entities guidance
- Policies and procedures
- Sanctions
