Compliance Effectiveness Review

Our Compliance Effectiveness Review is suitable for any regulated business. The review can be performed remotely using a combination of a self-assessment questionnaire, online survey tools and secure document upload.

We will analyse the information and survey responses and provide you with a structured Compliance Effectiveness report setting out an assessment against the following topics, together with any relevant findings and recommendations:

If you would like to discuss this topic further, or if there are is any other issue where we may be able to assist, please do not hesitate to contact a member of the Oben Regulatory team.